Filed October 19, 2016
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: RAYMOND JAMES FINANCIAL SERVICE ADV Service code 27 | Advisory (Plan) | $87,425 |
QUALIFIED PLANS, LLC5+ years Service code 13 · EIN 58-2605083 | Contract Administrator | $27,897 |
ASCENSUS LLC1 year Filed as: FUTUREPLAN CONSULTING - FORT WAYNE Service code 13 · EIN 11-3665754 | Contract Administrator | $26,430 |
Filed as: MASSACHUSETTS MUTUAL LIFE INSURANCE Service code 49 · EIN 04-1590850 | Other Services | $2,750 |
AB FUNDS3 years Service code 52 · EIN 13-4071393 | Indirect Investment Fees | $0 |
ALGER3 years Service code 52 · EIN 13-2665689 | Indirect Investment Fees | $0 |
ALLIANZ GLOBAL INVESTORS3 years Service code 52 · EIN 06-1349805 | Indirect Investment Fees | $0 |
AMERICAN FUNDS3 years Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
BLACKROCK1 year Service code 52 · EIN 04-6471663 | Indirect Investment Fees | $0 |
COLUMBIA3 years Service code 52 · EIN 93-0577450 | Indirect Investment Fees | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $263,812 | $103,685+154.4% | $105,387+150.3% | $65,186+304.7% |
| Participation rate | 100.0% | 83.2%+16.8pp | 82.6%+17.4pp | 70.2%+29.8pp |
| Annual return | 17.81% | 23.88%-6.1pp | 26.82%-9.0pp | 29.39%-11.6pp |
| Employer contribution / active EE | $9,201 | $3,842+139.5% | $4,213+118.4% | $2,177+322.7% |
| Participant deferral / active EE | $5,636 | $5,6340% | $5,502+2.4% | $3,514+60.4% |
| Admin fee / account holder | $16 | $399-96.1% | $6,559-99.8% | $847-98.2% |