Filed September 17, 2021
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
RAYMOND JAMES FINANCIAL SERVICES1+ years Filed as: RAYMOND JAMES Service code 16 · EIN 59-1237041 | Consulting | $20,000 |
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $5,842 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $58,948 | $50,498+16.7% | $75,784-22.2% | $55,191+6.8% |
| Participation rate | 51.0% | 69.4%-18.5pp | 75.8%-24.8pp | 69.2%-18.2pp |
| Annual return | 0.67% | 1.80%-1.1pp | 9.68%-9.0pp | 10.78%-10.1pp |
| Employer contribution / active EE | $965 | $2,291-57.9% | $3,323-71.0% | $1,899-49.2% |
| Participant deferral / active EE | $3,036 | $2,589+17.2% | $3,652-16.9% | $3,046-0.4% |
| Admin fee / account holder | $73 | $123-40.8% | $5,300-98.6% | $91-19.8% |