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| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.6+ years Filed as: WELLS FARGO BANK Service code 15 · EIN 94-1347393 | Recordkeeping | $96,341 |
BILKEY KATZ INVESTMENT MANAGER6+ years Service code 27 · EIN 13-4226829 | Advisory (Plan) | $67,424 |
FINDLEY3 years Service code 17 · EIN 34-1213174 | Pension Consulting | $7,670 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $414,371 | $127,481+225.0% | $149,751+176.7% | $90,274+359.0% |
| Participation rate | 97.0% | 78.2%+18.8pp | 82.5%+14.5pp | 73.4%+23.7pp |
| Annual return | 15.94% | 57.78%-41.8pp | 276.71%-260.8pp | 53.97%-38.0pp |
| Employer contribution / active EE | $11,713 | $3,448+239.7% | $4,646+152.1% | $2,523+364.2% |
| Participant deferral / active EE | $12,737 | $6,975+82.6% | $6,843+86.1% | $4,231+201.1% |
| Admin fee / account holder | $74 | $152-51.5% | $9,312-99.2% | $114-35.5% |