Filed October 29, 2008 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Claims processing; Participant commun... | $690,787 |
CHARLES SCHWAB & CO., INC.6+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $1,589 |
Filed as: CHARLES SCHWAB & CO, INC. Service code 33 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $67,782 | $63,259+7.2% | $178,510-62.0% | $93,223-27.3% |
| Participation rate | 100.0% | 72.1%+27.9pp | 81.9%+18.1pp | 74.9%+25.1pp |
| Annual return | 15.42% | 19.93%-4.5pp | 151.13%-135.7pp | 19.29%-3.9pp |
| Employer contribution / active EE | $1,446 | $1,865-22.4% | $5,011-71.1% | $2,680-46.0% |
| Participant deferral / active EE | $4,646 | $3,372+37.8% | $5,202-10.7% | $4,563+1.8% |
| Admin fee / account holder | $92 | $58+58.9% | $13,988-99.3% | $79+16.5% |