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| Provider | Service type | Compensation |
|---|---|---|
PALLAS CAPITAL ADVISORS3 years Filed as: PALLAS CAPITAL ADVISORS, LLC Service code 15 · EIN 83-4556573 | Recordkeeping | $34,219 |
ADP BROKER-DEALER4 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $26,079 |
GRANT THORNTON LLP6 years Service code 15 · EIN 36-6055558 | Recordkeeping | $17,600 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $68,479 | $71,526-4.3% | $98,450-30.4% | $71,495-4.2% |
| Participation rate | 94.1% | 72.7%+21.3pp | 75.2%+18.9pp | 67.9%+26.1pp |
| Annual return | 12.60% | 32.42%-19.8pp | 21.16%-8.6pp | 28.85%-16.2pp |
| Employer contribution / active EE | $2,484 | $2,400+3.5% | $3,049-18.5% | $2,589-4.1% |
| Participant deferral / active EE | $6,582 | $4,110+60.1% | $4,739+38.9% | $4,291+53.4% |
| Admin fee / account holder | $519 | $1,675-69.0% | $8,961-94.2% | $1,588-67.3% |