Filed January 12, 2001
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.5+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $17,766 |
PRICEWATERHOUSECOOPERS LLP5+ years Service code 10 · EIN 13-4008324 | Accounting | $17,281 |
LOCKTON INVESTMENT ADVISORS, LLC5+ years Filed as: LOCKTON INVESTMENT ADVISORS Service code 28 · EIN 20-8874282 | Investment Management | $10,128 |
CHARLES SCHWAB & CO., INC.5+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Direct payment ... | $1,312 |
CHARLES SCHWAB & CO., INC.5+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.5+ years Filed as: CHARLES SCHWAB BANK Service code 59 · EIN 42-1558009 | Shareholder Servicing | $0 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $122,564 | $73,404+67.0% | $87,100+40.7% | $67,579+81.4% |
| Participation rate | 91.5% | 80.9%+10.6pp | 76.9%+14.6pp | 71.3%+20.2pp |
| Annual return | 313.52% | 48.29%+265.2pp | 28.19%+285.3pp | 378.56%-65.0pp |
| Employer contribution / active EE | $2,229 | $2,014+10.7% | $2,521-11.6% | $2,148+3.8% |
| Participant deferral / active EE | $1,389 | $3,913-64.5% | $4,049-65.7% | $3,539-60.7% |
| Admin fee / account holder | $40 | $142-71.4% | $7,497-99.5% | $142-71.6% |