Filed February 14, 2024
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Account maintenance fees; Shareholder... | $56,133 |
STEPHENS INC2+ years Filed as: STEPHENS INC. Service code 16 111 CENTER STREET · LITTLE ROCK, AR 77201 | Consulting | $27,646 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $54,847 | $37,213+47.4% | $156,551-65.0% | $63,975-14.3% |
| Participation rate | 44.1% | 65.0%-20.9pp | 84.0%-39.9pp | 71.1%-27.0pp |
| Annual return | 4.72% | 47.89%-43.2pp | 32.23%-27.5pp | 48.65%-43.9pp |
| Employer contribution / active EE | $395 | $1,357-70.9% | $5,501-92.8% | $2,182-81.9% |
| Participant deferral / active EE | $1,968 | $2,070-4.9% | $4,871-59.6% | $3,356-41.4% |
| Admin fee / account holder | $89 | $56+58.0% | $13,028-99.3% | $70+26.3% |