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| Provider | Service type | Compensation |
|---|---|---|
FISHER INVESTMENTS1 year Filed as: FISHER ASSET MANAGEMENT, LLC Service code 27 · EIN 20-2480800 | Advisory (Plan) | $19,292 |
SMITH LEONARD PLLC1 year Service code 10 · EIN 20-5907591 | Accounting | $7,750 |
Service code 13 · EIN 01-0233346 | Contract Administrator | $5,429 |
Service code 13 · EIN 42-0127290 | Contract Administrator | $3,511 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $12,136 | $55,636-78.2% | $81,991-85.2% | $73,493-83.5% |
| Participation rate | 83.1% | 62.3%+20.8pp | 69.3%+13.8pp | 70.7%+12.4pp |
| Annual return | 13.47% | 19.07%-5.6pp | 41.31%-27.8pp | 28.51%-15.0pp |
| Employer contribution / active EE | $305 | $1,625-81.2% | $2,498-87.8% | $2,270-86.6% |
| Participant deferral / active EE | $2,015 | $2,762-27.0% | $3,722-45.9% | $3,740-46.1% |
| Admin fee / account holder | $199 | $493-59.6% | $5,665-96.5% | $513-61.2% |