Filed November 6, 2018 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
VERITY ASSET MANAGEMENT, INC.3+ years Filed as: VERITY INVESTMENTS Service code 26 · EIN 84-6179736 | Advisory (Participants) | $46,126 |
PENTEGRA SERVICES, INC.3+ years Filed as: PENTEGRA SERVICES INC Service code 15 701 WESTCHESTER AVENUE · WHITE PLAINS, NY 10604 | Recordkeeping | $20,427 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $33,346 | $46,173-27.8% | $170,439-80.4% | $69,631-52.1% |
| Participation rate | 64.0% | 63.9%+0.1pp | 83.6%-19.6pp | 70.7%-6.7pp |
| Annual return | 11.72% | 21.62%-9.9pp | 205.94%-194.2pp | 27571.02%-27559.3pp |
| Employer contribution / active EE | $1,347 | $1,610-16.3% | $5,433-75.2% | $2,032-33.7% |
| Participant deferral / active EE | $2,023 | $2,080-2.8% | $4,939-59.0% | $3,224-37.2% |
| Admin fee / account holder | $299 | $116+158.3% | $13,881-97.8% | $110+171.2% |