Filed November 6, 2018 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
PENTEGRA SERVICES, INC.1+ years Filed as: PENTEGRA SERVICES INC Service code 15 701 WESTCHESTER AVENUE · WHITE PLAINS, NY 10604 | Recordkeeping | $32,830 |
VERITY ASSET MANAGEMENT, INC.1+ years Filed as: VERITY INVESTMENTS Service code 26 · EIN 84-6179736 | Advisory (Participants) | $20,695 |
TRUST COMPANY OF AMERICA1+ years Service code 13 · EIN 84-6179736 | Contract Administrator | $10,861 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $27,352 | $37,117-26.3% | $147,618-81.5% | $55,191-50.4% |
| Participation rate | 54.0% | 63.6%-9.7pp | 84.6%-30.7pp | 69.2%-15.2pp |
| Annual return | -0.24% | 3.44%-3.7pp | 61.98%-62.2pp | 10.78%-11.0pp |
| Employer contribution / active EE | $974 | $1,620-39.9% | $5,565-82.5% | $1,899-48.7% |
| Participant deferral / active EE | $1,525 | $1,985-23.2% | $4,895-68.8% | $3,046-49.9% |
| Admin fee / account holder | $247 | $86+188.8% | $11,612-97.9% | $91+172.3% |