Filed August 16, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: JOHN HANCOCK RETIREMENT PLAN SVCS. Service code 15 · EIN 01-0233346 | Recordkeeping | $73,842 |
Filed as: NEW YORK LIFE INVESTMENT MANAGEMENT Service code 15 · EIN 52-2206685 | Recordkeeping | $40,496 |
HUGHES PITTMAN & GUPTON, LLP1+ years Filed as: HUGHS PITTMAN & GUPTON, LLP Service code 10 · EIN 56-1415202 | Accounting | $23,600 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $62,529 | $71,957-13.1% | $67,652-7.6% | $59,188+5.6% |
| Participation rate | 98.2% | 82.7%+15.5pp | 75.7%+22.5pp | 69.4%+28.8pp |
| Annual return | -0.38% | 8.53%-8.9pp | 6625.04%-6625.4pp | 5.51%-5.9pp |
| Employer contribution / active EE | $3,345 | $2,432+37.5% | $2,266+47.6% | $2,098+59.4% |
| Participant deferral / active EE | $3,610 | $4,211-14.3% | $3,560+1.4% | $3,265+10.6% |
| Admin fee / account holder | $48 | $64-24.8% | $4,821-99.0% | $92-47.7% |