Retirement plan

VAN WINKLE LAW FIRM PROFIT SHARING

Name: THE VAN WINKLE LAW FIRM - VAN WINKLE LAW FIRM PROFIT SHARING (2018) Form 5500
Creator: THE VAN WINKLE LAW FIRM
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, VAN WINKLE LAW FIRM PROFIT SHARING, THE VAN WINKLE LAW FIRM

THE VAN WINKLE LAW FIRMEIN 56-1026015Plan #002PY 2018

11 NORTH MARKET STREET - ASHEVILLE, NC 28801828-258-2991vwlawfirm.comLinkedIn51-200 employeeslaw practice

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$23.5M

+17.3% from 2017

Total participants

121

+6.1% from 2017

Average account balance

No prior year

Annual return

14.11%

+4.26 pp from 2017

Benchmarks

See 25,535 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants25-99

Cohort25,535 peers

Snapshot2018

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$22.67M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$229K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

96.1%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.58M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$21K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+11.76%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$774

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
CAPITAL DIRECTIONS, LLC2 years Service code 26 · EIN 58-2592093	Advisory (Participants)	$60,337
EPIC RETIREMENT PLAN SERVICES2 years Filed as: KASSOUF RETIREMENT PLAN SERVICES Service code 15 · EIN 63-1239553	Recordkeeping	$15,478
TD AMERITRADE, INC.1 year Filed as: TD AMERITRADE TRUST COMPANY Service code 18 · EIN 20-0937408 717 17TH ST., SUITE 1700 · DENVER, CO 80202	Trustee (bank, trust company, or simi...	$5,059

Plan features & details

Pension benefit codes2E2F2G2J2R2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$81K

$1037 / participant

Contract admin$81K100.0%

% of EOY assets

0.344%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: DIXON HUGHES GOODMAN, LLP
Auditor EIN: 560747981
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$77,817-100.0%

$123,553-100.0%

$64,173-100.0%

Participation rate

0.0%

74.7%-74.7pp

82.3%-82.3pp

69.6%-69.6pp

Annual return

14.11%

12.49%+1.6pp

119.21%-105.1pp

7.63%+6.5pp

Employer contribution / active EE

$7,254

$3,014+140.7%

$4,628+56.7%

$2,381+204.7%

Participant deferral / active EE

$7,034

$5,240+34.2%

$6,426+9.5%

$3,470+102.7%

Admin fee / account holder

$5,519-100.0%

$9,284-100.0%

$4,887-100.0%

Provider

Service type

Compensation

CAPITAL DIRECTIONS, LLC2 years

Service code 26 · EIN 58-2592093

Advisory (Participants)

$60,337

EPIC RETIREMENT PLAN SERVICES2 years

Filed as: KASSOUF RETIREMENT PLAN SERVICES

Service code 15 · EIN 63-1239553

Recordkeeping

$15,478

TD AMERITRADE, INC.1 year

Filed as: TD AMERITRADE TRUST COMPANY

Service code 18 · EIN 20-0937408

717 17TH ST., SUITE 1700 · DENVER, CO 80202

Trustee (bank, trust company, or simi...

$5,059

VAN WINKLE LAW FIRM PROFIT SHARING

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

VAN WINKLE LAW FIRM PROFIT SHARING

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion