Retirement plan

WAKE STONE CORP PROFIT SHARING AND 401(K) PLAN

Name: WAKE STONE CORPORATION - WAKE STONE CORP PROFIT SHARING AND 401(K) PLAN (2016) Form 5500
Creator: WAKE STONE CORPORATION
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, WAKE STONE CORP PROFIT SHARING AND 401(K) PLAN, WAKE STONE CORPORATION

WAKE STONE CORPORATIONdba C/O THOMAS B OXHOLMEIN 56-0946494Plan #001PY 2016

PO BOX 190 - KNIGHTDALE, NC 275450190919-266-1100wakestonecorp.comLinkedIn51-200 employeesmining & metals

Prospect flagsLow participant contribution

How to read this page

Total assets (EOY)

$13.2M

No prior year

Total participants

137

No prior year

Average account balance

$101,758

No prior year

Annual return

5.55%

No prior year

Benchmarks

See 293 peers

Peer group

Industry21 - Mining, Quarrying, and Oil and Gas Extraction

Plan typeDefined contribution

Participants100-249

Cohort293 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

Not enough data

0 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

0 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

Not enough data

0 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$2.55M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

Not enough data

0 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

-82.76%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 15 · EIN 26-4310632	Recordkeeping	$12,772
ADP BROKER-DEALER1+ years Filed as: ADP LLC Service code 15 · EIN 13-3036745	Recordkeeping	$4,445
ADP BROKER-DEALER1+ years Service code 49 · EIN 22-3319984	Other Services	$0

Plan features & details

Pension benefit codes2E2F2J2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityLow participant contribution
Participant contribution per participant is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II

Admin total

$17K

$125 / participant

Other / not subdivided$17K100.0%

% of EOY assets

0.128%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: BATCHELOR TILLERY & ROBERTS, LLP
Auditor EIN: 561750124
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$101,758

$61,616+65.1%

$105,754-3.8%

$55,167+84.5%

Participation rate

94.9%

72.9%+21.9pp

78.9%+15.9pp

69.0%+25.9pp

Annual return

5.55%

11.15%-5.6pp

12.25%-6.7pp

169.23%-163.7pp

Employer contribution / active EE

$3,043-100.0%

$4,079-100.0%

$1,963-100.0%

Participant deferral / active EE

$865

$4,213-79.5%

$5,326-83.8%

$3,054-71.7%

Admin fee / account holder

$130

$379-65.6%

$8,309-98.4%

$504-74.1%

Provider

Service type

Compensation

MORGAN STANLEY SMITH BARNEY1+ years

Filed as: MORGAN STANLEY SMITH BARNEY LLC

Service code 15 · EIN 26-4310632

Recordkeeping

$12,772

ADP BROKER-DEALER1+ years

Filed as: ADP LLC

Service code 15 · EIN 13-3036745

Recordkeeping

$4,445

ADP BROKER-DEALER1+ years

Service code 49 · EIN 22-3319984

Other Services

WAKE STONE CORP PROFIT SHARING AND 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

WAKE STONE CORP PROFIT SHARING AND 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion