Filed March 10, 2005 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: FIDELITY INVESTMENTS INST. OPS. CO. Service code 15 · EIN 04-2647786 | Recordkeeping | $11,855,243 |
BRIDGEWATER9+ years Filed as: BRIDGEWATER ASSOCIATES Service code 28 · EIN 27-1437501 | Investment Management | $5,292,245 |
PIMCO FUNDS9+ years Filed as: PIMCO LLC Service code 28 · EIN 33-0629048 | Investment Management | $3,734,486 |
WESTERN ASSET MANAGEMENT COMPANY9+ years Service code 28 · EIN 95-2705767 | Investment Management | $3,638,536 |
CAMDEN ASSET MANAGEMENT, LP9+ years Service code 28 · EIN 95-4319164 | Investment Management | $2,965,469 |
WILLIS TOWERS WATSON US LLC8 years Filed as: WILLIS TOWERS WATSON Service code 11 · EIN 53-0181291 | Actuarial | $2,240,320 |
T ROWE PRICE RPS INC9+ years Filed as: T. ROWE PRICE ASSOCIATES, INC. Service code 28 · EIN 52-0556948 | Investment Management | $1,826,853 |
WILLIAM BLAIR9+ years Filed as: WILLIAM BLAIR INVESTMENT MANAGEMENT Service code 28 · EIN 47-2614791 | Investment Management | $1,519,686 |
MONDRIAN INVESTMENT GROUP8 years Filed as: MONDRIAN INVESTMENT PARTNERS, INC. Service code 28 · EIN 56-2475917 | Investment Management | $1,289,692 |
LSV ASSET MANAGEMENT9+ years Filed as: LSV ASSET MANAGEMENT COMPANY Service code 28 · EIN 23-2772200 | Investment Management | $1,258,617 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | BOFA SECURITIES, INC. | SERVICE PROVIDER RECEIPT OF IMPERMISSIBLE TRADE COMPENSATION ON 2/14/2023. | — | $5K |
| Part 3 Non-exempt transaction | BOFA SECURITIES, INC. | SERVICE PROVIER RECEIPT OF IMPERMISSIBLE TRADE COMPENSATION ON 9/5/2023. | — | $2K |
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $2,703,652-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 7.7%-7.7pp | 0.0%0pp |
| Annual return | 7.52% | 13.18%-5.7pp | 7.26%+0.3pp | 13.18%-5.7pp |
| Employer contribution / active EE | $0 | $8,469-100.0% | $34,949-100.0% | $8,469-100.0% |
| Participant deferral / active EE | $0 | $322-100.0% | $86-100.0% | $322-100.0% |
| Admin fee / account holder | $0 | $0 | - | - |