Filed October 30, 2018 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.3+ years Service code 15 · EIN 94-1347393 | Recordkeeping | $20,534 |
Filed as: KESTRA ADVISOR SERVICES Service code 27 · EIN 35-2552359 | Advisory (Plan) | $15,000 |
BERNARD ROBINSON & COMPANY, LLP3+ years Filed as: BERNARD ROBINSON & COMPANY LLC Service code 10 · EIN 56-0571159 | Accounting | $10,500 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $82,483 | $58,726+40.5% | $92,240-10.6% | $62,293+32.4% |
| Participation rate | 73.0% | 68.3%+4.7pp | 76.5%-3.4pp | 69.5%+3.5pp |
| Annual return | 16.68% | 43.62%-26.9pp | 176.29%-159.6pp | 28.90%-12.2pp |
| Employer contribution / active EE | $1,521 | $2,392-36.4% | $3,680-58.7% | $2,042-25.5% |
| Participant deferral / active EE | $4,738 | $2,766+71.3% | $3,897+21.6% | $3,169+49.5% |
| Admin fee / account holder | $309 | $556-44.4% | $5,194-94.0% | $479-35.5% |