Filed March 27, 2024 (most recent of 2 filings on file)
Total covered: 2 employees
| Provider | Service type | Compensation |
|---|---|---|
Service code 64 · EIN 04-2647786 | Recordkeeping Fees | $751,535 |
CAPFINANCIAL PARTNERS LLC3+ years Filed as: CAPFINANCIAL PARTNERS, LLC Service code 28 · EIN 26-0058143 | Investment Management | $155,659 |
Service code 19 · EIN 51-0396365 | Securities Custodian | $103,744 |
Filed as: VARIABLE ANNUITY LIFE INSURANCE CO. Service code 19 · EIN 74-1625348 | Securities Custodian | $28,860 |
KPMG LLP3+ years Service code 10 · EIN 13-5565207 | Accounting | $28,000 |
TIAA1 year Service code 15 · EIN 13-1624203 | Recordkeeping | $12,800 |
K&L GATES1 year Filed as: K&L GATES LLP Service code 16 · EIN 25-0921018 | Consulting | $6,376 |
CLASSIC GRAPHICS1 year Service code 50 · EIN 56-1418668 | Direct Payment | $6,108 |
Filed as: FIDELITY INVSTMTS INSTITUT'L OPS CO Service code 60 | Sub-TA Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $132,281 | $111,945+18.2% | $63,018+109.9% | $80,976+63.4% |
| Participation rate | 65.6% | 65.1%+0.5pp | 74.8%-9.2pp | 68.3%-2.7pp |
| Annual return | 16.92% | 17.10%-0.2pp | 87.63%-70.7pp | 22.91%-6.0pp |
| Employer contribution / active EE | $3,635 | $4,590-20.8% | $2,761+31.7% | $2,402+51.3% |
| Participant deferral / active EE | $3,257 | $3,579-9.0% | $3,330-2.2% | $3,848-15.4% |
| Admin fee / account holder | $35 | $24+42.1% | $3,601-99.0% | $67-48.4% |