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| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.4+ years Service code 15 · EIN 94-1347393 | Recordkeeping | $110,340 |
Filed as: CAPFINANCIAL PARTNERS, LLC Service code 27 · EIN 26-0058143 | Advisory (Plan) | $106,856 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $18,341 | $57,606-68.2% | $67,313-72.8% | $75,289-75.6% |
| Participation rate | 55.8% | 68.2%-12.4pp | 69.1%-13.2pp | 72.4%-16.6pp |
| Annual return | -4.66% | -0.47%-4.2pp | -4.08%-0.6pp | -0.04%-4.6pp |
| Employer contribution / active EE | $440 | $2,206-80.1% | $2,566-82.9% | $2,405-81.7% |
| Participant deferral / active EE | $749 | $3,195-76.5% | $3,568-79.0% | $3,739-80.0% |
| Admin fee / account holder | $247 | $83+199.1% | $4,507-94.5% | $102+141.8% |