Filed July 24, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 19 · EIN 51-0396365 | Securities Custodian | $109,817 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $43,047 | $61,756-30.3% | $70,092-38.6% | $77,904-44.7% |
| Participation rate | 42.7% | 79.9%-37.2pp | 70.5%-27.7pp | 73.7%-30.9pp |
| Annual return | -12.21% | -11.86%-0.3pp | 190.73%-202.9pp | 12.21%-24.4pp |
| Employer contribution / active EE | $828 | $2,706-69.4% | $2,559-67.6% | $2,848-70.9% |
| Participant deferral / active EE | $1,515 | $3,977-61.9% | $3,849-60.6% | $4,806-68.5% |
| Admin fee / account holder | $119 | $101+18.0% | $6,267-98.1% | $133-9.8% |