Filed July 24, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 19 · EIN 51-0396365 | Securities Custodian | $113,358 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $44,814 | $65,708-31.8% | $76,817-41.7% | $77,787-42.4% |
| Participation rate | 47.5% | 79.0%-31.5pp | 72.1%-24.6pp | 73.2%-25.7pp |
| Annual return | 16.99% | 49.86%-32.9pp | 1166.11%-1149.1pp | 32.57%-15.6pp |
| Employer contribution / active EE | $857 | $2,167-60.5% | $2,302-62.8% | $2,504-65.8% |
| Participant deferral / active EE | $1,584 | $3,254-51.3% | $3,336-52.5% | $3,967-60.1% |
| Admin fee / account holder | $116 | $91+27.5% | $6,420-98.2% | $100+15.7% |