Filed August 9, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
OCTOBER THREE CONSULTING LLC2+ years Filed as: OCTOBER THREE LLC Service code 11 6191 N STATE HIGHWAY 161 · IRVING, TX 75038 | Actuarial | $41,496 |
BMO HARRIS BANK NA2+ years Service code 21 · EIN 36-2085229 | Bank Trustee | $12,500 |
FIDUCIARYVEST LLC2+ years Service code 27 · EIN 20-2217636 | Advisory (Plan) | $7,500 |
Annual investment return is in the bottom quintile of the peer cohort.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $44,091-100.0% | $308,850-100.0% | $44,091-100.0% |
| Participation rate | 0.0% | 0.0%0pp | 48.5%-48.5pp | 4.5%-4.5pp |
| Annual return | 6.14% | 10.58%-4.4pp | 14.41%-8.3pp | 13.95%-7.8pp |
| Employer contribution / active EE | $18,874 | $37,352-49.5% | $45,283-58.3% | $16,598+13.7% |
| Participant deferral / active EE | $0 | $115-100.0% | $125-100.0% | $511-100.0% |
| Admin fee / account holder | $0 | $612-100.0% | $9,941-100.0% | $612-100.0% |