Filings through .
Filed August 29, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 27 DBA CAPTRUST FINANCIAL A · RALEIGH, NC 27609 | Advisory (Plan) | $25,736 |
EMPOWER ADVISORY GROUP, LLC3 years Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $11,548 |
DAVENPORT & COMPANY LLC8 years Service code 27 901 E CARY ST 11TH FL · RICHMOND, VA 23219 | Advisory (Plan) | $3,750 |
Service code 13 PO BOX 219612 · KANSAS CITY, MO 641219612 | Contract Administrator | $1,969 |
EMPOWER ADVISORY GROUP, LLC4 years Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $695 |
8 funds of $250K or more; 23 lines in all, holding $7.4M of the plan's $7.4M. From the 2025 filing. Recordkeeper: Empower.
| Fund | Dollars | % of funds% |
|---|---|---|
| T Rowe Price Retirement Hybrid N/R T. Rowe Price · Collective trust | $1.8M | 24.8% |
| 2035 Trust CT T. Rowe Price Associates T. Rowe Price · Mutual fund | $1.1M | 14.5% |
| 2025 Trust CT T. Rowe Price Associates T. Rowe Price · Mutual fund | $957K | 12.9% |
| 2030 Trust CT T. Rowe Price Associates T. Rowe Price · Mutual fund | $642K | 8.7% |
| 2040 Trust CT T. Rowe Price Associates T. Rowe Price · Mutual fund | $637K | 8.6% |
| 2020 Trust CT T. Rowe Price Associates T. Rowe Price · Mutual fund | $485K | 6.6% |
| T. Rowe Price Retirement Hybrid N/R T. Rowe Price · Mutual fund | $398K | 5.4% |
| 2050 Trust CT Northern Trust Northern Trust · Collective trust Index | $336K | 4.5% |
| 2055 Trust CT T. Rowe Price Associates T. Rowe Price · Mutual fund | $169K | 2.3% |
| 2045 Trust CT T. Rowe Price Associates T. Rowe Price · Mutual fund | $141K | 1.9% |
Added 1 fund, dropped 1 fund. Moved to another target-date series.
| Fund | Year-end value |
|---|---|
| Target-date switchAmerican Funds 2035 Target Date Retirement Fund Class R-6 to T Rowe Price Retirement Hybrid N/R | $5.6M to $6.0M |
| Added2050 Trust CT Northern Trust | $336K |
| DroppedFidelity 500 Index Fund | $266K |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.