Filed January 8, 2024 (most recent of 2 filings on file)
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 27 · EIN 56-2274965 | Advisory (Plan) | $43,714 |
FINDLEY2+ years Filed as: FINDLEY DAVIES Service code 15 · EIN 34-1213174 | Recordkeeping | $29,349 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB TRUST CO Service code 19 · EIN 42-1558009 | Securities Custodian | $6,523 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $50,129 | $107,378-53.3% | $108,582-53.8% | $57,658-13.1% |
| Participation rate | 73.8% | 77.1%-3.3pp | 79.6%-5.8pp | 70.2%+3.6pp |
| Annual return | 34.81% | 12.80%+22.0pp | -51.70%+86.5pp | 5.13%+29.7pp |
| Employer contribution / active EE | $446 | $1,782-75.0% | $3,758-88.1% | $1,974-77.4% |
| Participant deferral / active EE | $2,860 | $3,221-11.2% | $4,311-33.7% | $3,061-6.6% |
| Admin fee / account holder | $339 | $108+212.2% | $7,645-95.6% | $95+258.3% |