Filed October 16, 2018 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $4,436 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCWAB TRUST COMPANY Service code 18 | Float revenue; Custodial (other than ... | $3,136 |
Service code 21 · EIN 56-0223230 | Bank Trustee | $2,027 |
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $165 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB INVESTMENT MGT INC. Service code 59 · EIN 94-3106735 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB INVESTMENT MGT. INC. Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: CHARLES SCHWAB TRUST COMPANY Service code 19 · EIN 42-1558009 | Securities Custodian | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $98,454 | $87,841+12.1% | $133,980-26.5% | $62,891+56.5% |
| Participation rate | 93.8% | 83.4%+10.4pp | 87.1%+6.7pp | 69.3%+24.4pp |
| Annual return | 6.26% | 12.05%-5.8pp | 29.30%-23.0pp | 20.14%-13.9pp |
| Employer contribution / active EE | $2,080 | $3,483-40.3% | $5,211-60.1% | $2,281-8.8% |
| Participant deferral / active EE | $3,312 | $4,812-31.2% | $6,282-47.3% | $3,203+3.4% |
| Admin fee / account holder | $56 | $5,371-99.0% | $9,324-99.4% | $4,296-98.7% |