Filed April 11, 1
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.4 years Service code 15 · EIN 94-1347393 | Recordkeeping | $403,335 |
CAPFINANCIAL PARTNERS LLC2 years Filed as: CAPFINANCIAL PARTNERS, LLC Service code 27 · EIN 26-0058143 | Advisory (Plan) | $47,500 |
MORNINGSTAR4 years Filed as: MORNINGSTAR INVESTMENT MANAGEMENT Service code 27 · EIN 36-4317381 | Advisory (Plan) | $44,297 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,293 | $48,464-25.1% | $90,951-60.1% | $106,222-65.8% |
| Participation rate | 30.2% | 53.1%-22.9pp | 69.0%-38.8pp | 70.8%-40.6pp |
| Annual return | 15.01% | 16.72%-1.7pp | 134.60%-119.6pp | 21.69%-6.7pp |
| Employer contribution / active EE | $341 | $939-63.7% | $2,122-83.9% | $2,723-87.5% |
| Participant deferral / active EE | $567 | $1,510-62.5% | $3,373-83.2% | $4,600-87.7% |
| Admin fee / account holder | $115 | $58+98.1% | $5,959-98.1% | $78+46.5% |