Filed March 25, 2003
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: CAPFINANCIAL SECURITIES LLC Service code 26 · EIN 46-4350797 | Advisory (Participants) | $33,924 |
Filed as: CAPFINANCIAL PARTNERS, LLC Service code 26 · EIN 26-0058143 | Advisory (Participants) | $9,657 |
Service code 37 · EIN 04-2647786 | Loan Processing | $2,978 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
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Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $51,508 | $81,537-36.8% | $149,721-65.6% | $69,631-26.0% |
| Participation rate | 84.0% | 86.1%-2.2pp | 87.1%-3.1pp | 70.7%+13.3pp |
| Annual return | 13.12% | 22.79%-9.7pp | 1501.67%-1488.6pp | 27571.02%-27557.9pp |
| Employer contribution / active EE | $1,004 | $3,239-69.0% | $5,444-81.6% | $2,032-50.6% |
| Participant deferral / active EE | $2,050 | $4,994-59.0% | $6,568-68.8% | $3,224-36.4% |
| Admin fee / account holder | $98 | $107-8.6% | $11,282-99.1% | $110-11.5% |