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| Provider | Service type | Compensation |
|---|---|---|
NFP RETIREMENT INC1+ years Filed as: NFP SECURITIES INC Service code 55 1250 S CAPITAL OF TEXAS HWY · WESTLAKE HILLS, TX 78746 | Other Commissions | $38,737 |
Service code 37 · EIN 04-2647786 | Loan Processing | $1,500 |
NATIONAL FINANCIAL SERVICES1+ years Filed as: NATIONAL FINANCIAL SERVICES LLC Service code 61 · EIN 04-3523567 | Finders' fees / placement fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $263,859 | $46,360+469.2% | $147,617+78.7% | $52,331+404.2% |
| Participation rate | 8.1% | 64.9%-56.8pp | 84.6%-76.5pp | 68.1%-60.0pp |
| Annual return | 0.26% | 1.62%-1.4pp | 61.98%-61.7pp | 4.54%-4.3pp |
| Employer contribution / active EE | $2,454 | $2,126+15.4% | $5,565-55.9% | $1,882+30.4% |
| Participant deferral / active EE | $7,884 | $2,258+249.2% | $4,895+61.0% | $3,022+160.9% |
| Admin fee / account holder | $28 | $766-96.4% | $11,611-99.8% | $592-95.4% |