Filed December 2, 2011 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY7+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $573,109 |
LINCOLN NATIONAL CORPORATION7+ years Filed as: LINCOLN FINANCIAL ADVISORS CORPORAT Service code 49 · EIN 35-1151034 | Other Services | $163,061 |
Filed as: FIDELITY GLOBAL BROKERAGE GROUP INC Service code 33 · EIN 04-3257666 | Recordkeeping fees; Account maintenan... | $8,894 |
Service code 10 · EIN 54-1670018 | Accounting | $7,500 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $165,331 | $120,450+37.3% | $159,495+3.7% | $93,010+77.8% |
| Participation rate | 98.6% | 78.0%+20.6pp | 82.8%+15.8pp | 73.9%+24.7pp |
| Annual return | 19.24% | 27.11%-7.9pp | 263.72%-244.5pp | 158.70%-139.5pp |
| Employer contribution / active EE | $6,714 | $3,526+90.5% | $4,831+39.0% | $2,705+148.2% |
| Participant deferral / active EE | $12,447 | $7,283+70.9% | $7,354+69.3% | $4,561+172.9% |
| Admin fee / account holder | $337 | $137+146.7% | $10,804-96.9% | $152+122.4% |