Filed September 28, 1992
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2 years Filed as: UBS FINANCIAL SERVICES, INC.RPCS Service code 26 · EIN 13-2638166 315 DEADERICK STREET, 5TH FLOO · NASHVILLE, TN 37238 | Advisory (Participants) | $42,318 |
PAYCHEX, INC.2 years Service code 15 · EIN 16-1124166 911 PANORAMA TRAIL S · ROCHESTER, NY 14625 | Recordkeeping | $26,156 |
Service code 13 · EIN 47-1637791 1373 VETERANS HIGHWAY · HAUPPAUGE, NY 11788 | Contract Administrator | $16,630 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,990 | $66,459-42.8% | $81,353-53.3% | $77,736-51.1% |
| Participation rate | 60.7% | 68.7%-8.0pp | 69.5%-8.9pp | 70.6%-9.9pp |
| Annual return | 10.67% | 15.95%-5.3pp | 24.82%-14.2pp | 31.26%-20.6pp |
| Employer contribution / active EE | $451 | $2,156-79.1% | $2,464-81.7% | $2,728-83.4% |
| Participant deferral / active EE | $2,079 | $3,674-43.4% | $3,885-46.5% | $4,651-55.3% |
| Admin fee / account holder | $140 | $585-76.1% | $5,766-97.6% | $433-67.7% |