Filed November 30, 2016
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY4+ years Filed as: MORGAN STANLEY Service code 27 · EIN 36-3145972 | Advisory (Plan) | $87,484 |
PRINCIPAL LIFE INSURANCE COMPANY4+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $53,694 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $56,484 | $134,045-57.9% | $80,022-29.4% | $75,289-25.0% |
| Participation rate | 84.1% | 85.8%-1.6pp | 75.8%+8.3pp | 72.4%+11.7pp |
| Annual return | -6.42% | -0.56%-5.9pp | 11.22%-17.6pp | -0.04%-6.4pp |
| Employer contribution / active EE | $1,889 | $3,492-45.9% | $2,468-23.5% | $2,405-21.4% |
| Participant deferral / active EE | $3,718 | $4,976-25.3% | $3,686+0.9% | $3,739-0.5% |
| Admin fee / account holder | $54 | $124-56.3% | $6,521-99.2% | $102-47.1% |