Filed April 4, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY10+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $236,347 |
Service code 27 · EIN 47-1411118 | Advisory (Plan) | $164,086 |
OSAIC WEALTH INC1 year Filed as: OSAIC FA, INC. Service code 27 · EIN 35-1151034 | Advisory (Plan) | $39,140 |
MORNINGSTAR2 years Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $109,055 | $122,186-10.7% | $146,958-25.8% | $199,593-45.4% |
| Participation rate | 63.2% | 78.3%-15.1pp | 82.2%-18.9pp | 72.0%-8.7pp |
| Annual return | 13.15% | 30.56%-17.4pp | 418.34%-405.2pp | 34.25%-21.1pp |
| Employer contribution / active EE | $1,817 | $4,093-55.6% | $4,933-63.2% | $3,034-40.1% |
| Participant deferral / active EE | $5,725 | $8,502-32.7% | $8,070-29.1% | $5,087+12.5% |
| Admin fee / account holder | $200 | $179+11.9% | $12,998-98.5% | $269-25.6% |