Filed April 4, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY9+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $289,180 |
LINCOLN NATIONAL CORPORATION9+ years Filed as: LINCOLN FINANCIAL ADVISORS CORPORAT Service code 27 · EIN 35-1151034 | Advisory (Plan) | $203,404 |
MORNINGSTAR1 year Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $97,297 | $107,459-9.5% | $135,903-28.4% | $80,160+21.4% |
| Participation rate | 98.0% | 78.0%+19.9pp | 81.9%+16.1pp | 72.9%+25.0pp |
| Annual return | 17.05% | 91.91%-74.9pp | 68.23%-51.2pp | 40.38%-23.3pp |
| Employer contribution / active EE | $2,842 | $3,877-26.7% | $4,856-41.5% | $2,978-4.6% |
| Participant deferral / active EE | $8,682 | $8,195+5.9% | $7,758+11.9% | $5,017+73.0% |
| Admin fee / account holder | $226 | $127+78.3% | $10,762-97.9% | $145+56.1% |