Filed March 7, 2011 (most recent of 13 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $103,486 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $420,606 | $75,183+459.4% | $123,892+239.5% | $55,167+662.4% |
| Participation rate | 93.8% | 72.8%+21.0pp | 81.4%+12.4pp | 69.0%+24.8pp |
| Annual return | 7.13% | 19.01%-11.9pp | 47.52%-40.4pp | 169.23%-162.1pp |
| Employer contribution / active EE | $12,751 | $2,823+351.6% | $4,617+176.2% | $1,963+549.7% |
| Participant deferral / active EE | $10,369 | $5,084+103.9% | $5,984+73.3% | $3,054+239.5% |
| Admin fee / account holder | $365 | $663-45.0% | $8,357-95.6% | $504-27.6% |