Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Direct payment from the plan; Claims ... | $100,695 |
FIRST CLEARING LLC2 years Service code 16 · EIN 34-1542819 | Consulting | $88,935 |
Filed as: HARRIS, HARDY & JOHNSTONE Service code 10 · EIN 54-1451026 | Accounting | $13,400 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $115,815 | $46,173+150.8% | $170,442-32.1% | $69,631+66.3% |
| Participation rate | 100.0% | 63.9%+36.1pp | 83.6%+16.4pp | 70.7%+29.3pp |
| Annual return | 14.51% | 21.62%-7.1pp | 205.93%-191.4pp | 27571.02%-27556.5pp |
| Employer contribution / active EE | $6,149 | $1,610+282.0% | $5,433+13.2% | $2,032+202.6% |
| Participant deferral / active EE | $4,542 | $2,080+118.4% | $4,939-8.0% | $3,224+40.9% |
| Admin fee / account holder | $459 | $116+296.1% | $13,880-96.7% | $110+315.9% |