Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
FIRST CLEARING LLC1 year Service code 16 · EIN 34-1542819 | Consulting | $80,359 |
Service code 12 · EIN 13-3689044 | Recordkeeping and information managem... | $67,093 |
MID ATLANTIC CAPITAL CORPORATION2+ years Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $108,918 | $36,916+195.0% | $156,549-30.4% | $57,658+88.9% |
| Participation rate | 96.9% | 63.4%+33.5pp | 84.0%+12.9pp | 70.2%+26.7pp |
| Annual return | 9.05% | 12.38%-3.3pp | 32.23%-23.2pp | 5.13%+3.9pp |
| Employer contribution / active EE | $6,187 | $1,571+294.0% | $5,501+12.5% | $1,974+213.5% |
| Participant deferral / active EE | $4,497 | $1,926+133.5% | $4,871-7.7% | $3,061+46.9% |
| Admin fee / account holder | $358 | $82+333.9% | $13,027-97.3% | $95+278.6% |