Filed February 20, 2024 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL3 years Filed as: LPL FINANCIAL LLC Service code 55 · EIN 04-3046611 | Other Commissions | $11,290 |
Service code 37 · EIN 04-2647786 | Loan Processing | $5,875 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,177 | $66,310-48.5% | $93,606-63.5% | $65,185-47.6% |
| Participation rate | 40.3% | 74.0%-33.6pp | 75.8%-35.5pp | 70.2%-29.9pp |
| Annual return | 22.12% | 42.58%-20.5pp | 32.76%-10.6pp | 29.38%-7.3pp |
| Employer contribution / active EE | $837 | $2,012-58.4% | $2,718-69.2% | $2,177-61.5% |
| Participant deferral / active EE | $1,726 | $3,342-48.4% | $4,069-57.6% | $3,514-50.9% |
| Admin fee / account holder | $51 | $6,897-99.3% | $7,888-99.4% | $847-94.0% |