Filed July 28, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Direc... | $1,301,527 |
WILLIS TOWERS WATSON US LLC2+ years Filed as: TOWERS WATSON INVESTMENT SERVICES Service code 27 · EIN 53-0181291 | Advisory (Plan) | $261,870 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $73,572 | $3,611,051-98.0% | $123,892-40.6% | $329,111-77.6% |
| Participation rate | 80.9% | 60.7%+20.2pp | 81.4%-0.5pp | 67.9%+13.1pp |
| Annual return | 7.37% | 14.13%-6.8pp | 47.52%-40.1pp | 16.35%-9.0pp |
| Employer contribution / active EE | $1,397 | $1,947-28.3% | $4,617-69.7% | $2,303-39.3% |
| Participant deferral / active EE | $5,515 | $4,426+24.6% | $5,984-7.8% | $3,682+49.8% |
| Admin fee / account holder | $118 | $9,731-98.8% | $8,357-98.6% | $754-84.3% |