Filed July 28, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping and information managem... | $1,243,086 |
WILLIS TOWERS WATSON US LLC1+ years Filed as: TOWERS WATSON INVESTMENT SERVICES Service code 27 · EIN 53-0181291 | Advisory (Plan) | $177,500 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB &CO., INC. Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $16,171 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $71,285 | $65,877+8.2% | $115,037-38.0% | $69,651+2.3% |
| Participation rate | 78.4% | 58.1%+20.3pp | 81.4%-2.9pp | 66.6%+11.9pp |
| Annual return | 0.67% | 6.03%-5.4pp | 26.14%-25.5pp | 53.77%-53.1pp |
| Employer contribution / active EE | $1,320 | $1,712-22.9% | $4,608-71.4% | $2,241-41.1% |
| Participant deferral / active EE | $5,711 | $4,216+35.5% | $6,026-5.2% | $3,635+57.1% |
| Admin fee / account holder | $113 | $77+46.5% | $8,175-98.6% | $63+79.1% |