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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC7 years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $191,117 |
Service code 64 · EIN 71-0294708 | Recordkeeping Fees | $86,950 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,647 | $122,219-68.4% | $147,096-73.7% | $199,921-80.7% |
| Participation rate | 96.0% | 78.3%+17.7pp | 82.2%+13.8pp | 72.0%+24.0pp |
| Annual return | 15.20% | 30.59%-15.4pp | 419.75%-404.5pp | 34.28%-19.1pp |
| Employer contribution / active EE | $1,762 | $4,096-57.0% | $4,936-64.3% | $3,035-41.9% |
| Participant deferral / active EE | $4,933 | $8,503-42.0% | $8,071-38.9% | $5,089-3.1% |
| Admin fee / account holder | $145 | $179-18.9% | $13,005-98.9% | $269-46.1% |