Filings through .
Filed November 20, 2003
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL FINANCIAL GROUP4 years Filed as: PRINCIPAL LIFE INSURANCE COMPANY Service code 13 · EIN 42-0127290 | Contract Administrator | $91,499 |
Service code 16 · EIN 11-1900659 | Consulting | $31,313 |
Filed as: LOCKBOX SAGEVIEW ADVISORY GROUP, LL Service code 27 · EIN 33-0818667 | Advisory (Plan) | $27,810 |
24 funds of $250K or more; 16 lines in all, holding $42.5M of the plan's $42.7M. From the 2025 filing. Recordkeeper: Principal.
Target-date series: Nuveen Lifecycle Index, mutual fund, 36% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Nuveen Lifecycle Index TIAA (Nuveen) · Mutual fund Target-date, 12 vintages | $15.3M | 36.1% |
| Vanguard Total Stock Market Index Fund Investor Shares Vanguard · Mutual fund Index | $6.8M | 16.0% |
| MFS Growth Fund MFS (Sun Life) · Mutual fund | $4.5M | 10.6% |
| Vanguard Equity Income Fund Investor Shares Vanguard · Mutual fund | $2.9M | 6.8% |
| Baird Core Plus Bond Fund Baird · Mutual fund | $2.5M | 5.9% |
| Parnassus Core Equity Fund Affiliated Managers Group · Mutual fund | $2.2M | 5.1% |
| Vanguard Ftse All-World ex-US Index Fund Investor Shares Vanguard · Mutual fund Index | $1.3M | 3.1% |
| Core Equity Fund Dimensional · Mutual fund | $1.2M | 2.8% |
| Mid Cap Growth Fund Manager not matched · Mutual fund | $1.2M | 2.8% |
| ClearBridge Small Cap Growth Fund Franklin Templeton · Mutual fund | $1.1M | 2.6% |
No lineup changes between the 2024 and 2025 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.