Filed May 15, 2013 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CETERA ADVISOR NETWORKS LLC2+ years Filed as: CETERA INVESTMENT SERVICES LLC Service code 55 · EIN 41-1483314 | Other Commissions | $38,849 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$7,417 |
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $43,565 | $71,802-39.3% | $133,980-67.5% | $57,658-24.4% |
| Participation rate | 84.6% | 85.5%-0.8pp | 87.1%-2.4pp | 70.2%+14.4pp |
| Annual return | 6.64% | 13.51%-6.9pp | 29.30%-22.7pp | 5.13%+1.5pp |
| Employer contribution / active EE | $1,779 | $3,161-43.7% | $5,211-65.9% | $1,974-9.9% |
| Participant deferral / active EE | $2,633 | $4,606-42.8% | $6,282-58.1% | $3,061-14.0% |
| Admin fee / account holder | -$11 | $88-113.1% | $9,324-100.1% | $95-112.1% |