Filed September 30, 2016 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
JANNEY MONTGOMERY SCOTT LLC2+ years Filed as: JANNEY MONTGOMERY SCOTT, LLC Service code 16 | Consulting | $40,969 |
Service code 12 · EIN 13-3689044 | Recordkeeping and information managem... | $5,665 |
JANNEY MONTGOMERY SCOTT LLC2+ years Service code 16 · EIN 23-2211143 | Consulting | $0 |
MID ATLANTIC CAPITAL CORPORATION2+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $65,509 | $71,802-8.8% | $133,975-51.1% | $57,658+13.6% |
| Participation rate | 98.3% | 85.5%+12.8pp | 87.1%+11.2pp | 70.2%+28.1pp |
| Annual return | 7.97% | 13.51%-5.5pp | 29.29%-21.3pp | 5.13%+2.8pp |
| Employer contribution / active EE | $2,790 | $3,161-11.7% | $5,211-46.5% | $1,974+41.4% |
| Participant deferral / active EE | $4,620 | $4,606+0.3% | $6,282-26.4% | $3,061+51.0% |
| Admin fee / account holder | $16 | $88-81.3% | $9,324-99.8% | $95-82.7% |