Filed January 1, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
EXCELLA CONSULTING4+ years Service code 16 · EIN 54-2062249 | Consulting | $2,826,997 |
NEUBERGER BERMAN4+ years Service code 28 · EIN 02-0654486 | Investment Management | $2,463,609 |
LSV ASSET MANAGEMENT3 years Service code 28 · EIN 23-2772200 | Investment Management | $2,440,894 |
PGIM INVESTMENTS4+ years Filed as: JENNISON ASSOCIATES Service code 28 · EIN 52-2069785 | Investment Management | $2,283,895 |
BAILLIE GIFFORD OVERSEAS LTD3 years Filed as: BAILLIE GIFFORD Service code 28 · EIN 22-3438530 | Investment Management | $2,006,718 |
ARROWSTREET CAPITAL1 year Filed as: ARROWSTREET CAPITAL LIMITED PARTNER Service code 28 · EIN 04-3472863 | Investment Management | $1,869,109 |
Filed as: CORNERSTONE INVESTMENT PARTNERS LLC Service code 28 · EIN 58-2620541 | Investment Management | $1,661,998 |
DECISIONPATH CONSULTING3 years Service code 16 · EIN 54-1059055 | Consulting | $1,451,031 |
Filed as: SOUTHEASTERN ASSET MANAGEMENT INC Service code 28 · EIN 62-0951781 | Investment Management | $1,277,873 |
CAPRICORN SYSTEMS INC4+ years Service code 16 · EIN 58-2514176 | Consulting | $1,205,481 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | COUNTRYWIDE HOME LOANS, INC. | — | 4500 PARK GRANADA CALABASAS, CA 91302 | — |
| Part 1 Loan in default | PUERTO RICO SALES TAX FINANCE | — | DE DIEGO AVE, STOP 22 SANTURCE, PR 00940 | — |
| Part 1 Loan in default | PUERTO RICO SALES TAX FINANCE | — | DE DIEGO AVE, STOP 22 SANTURCE, PR 00940 | — |
| Part 1 Loan in default | PUERTO RICO SALES TAX FINANCE | — | DE DIEGO AVE, STOP 22 SANTURCE, PR 00940 | — |
| Part 1 Loan in default | PUERTO RICO SALES TAX FINANCE | — | DE DIEGO AVE, STOP 22 SANTURCE, PR 00940 | — |
| Part 1 Loan in default | PUERTO RICO SALES TAX FINANCE | — | DE DIEGO AVE, STOP 22 SANTURCE, PR 00940 | — |
| Part 1 Loan in default | PUERTO RICO SALES TAX FINANCE | — | DE DIEGO AVE, STOP 22 SANTURCE, PR 00940 | — |
| Part 1 Loan in default | PUERTO RICO SALES TAX FINANCE | — | DE DIEGO AVE, STOP 22 SANTURCE, PR 00940 | — |
| Part 1 Loan in default | PUERTO RICO SALES TAX FINANCE | — | DE DIEGO AVE, STOP 22 SANTURCE, PR 00940 | — |
| Part 1 Loan in default | PUERTO RICO SALES TAX FINANCE | — | DE DIEGO AVE, STOP 22 SANTURCE, PR 00940 | — |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $7,764,297-100.0% | $221,583-100.0% | $7,764,297-100.0% |
| Participation rate | 0.0% | 0.0%0pp | 4.3%-4.3pp | 0.0%0pp |
| Annual return | -4.91% | -1.95%-3.0pp | -6.55%+1.6pp | -1.95%-3.0pp |
| Employer contribution / active EE | $17,226 | $9,243+86.4% | $21,653-20.4% | $9,243+86.4% |
| Participant deferral / active EE | $117 | $425-72.6% | $160-27.0% | $425-72.6% |
| Admin fee / account holder | $0 | $62,356-100.0% | $1,920-100.0% | $62,356-100.0% |