Filed October 23, 2019 (most recent of 11 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: JOHN HANCOCK Service code 15 · EIN 01-0233346 | Recordkeeping | $63,631 |
SAGEVIEW ADVISORY GROUP, LLC5+ years Service code 27 8816 SIX FORKS ROAD, SUITE 301 · RALEIGH, NC 27615 | Advisory (Plan) | $33,750 |
RSM US LLP2 years Service code 10 · EIN 42-0714325 | Accounting | $21,947 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $325,942 | $51,620+531.4% | $90,281+261.0% | $65,185+400.0% |
| Participation rate | 100.0% | 68.6%+31.4pp | 73.3%+26.7pp | 70.2%+29.8pp |
| Annual return | 23.71% | 24.94%-1.2pp | 78.10%-54.4pp | 29.38%-5.7pp |
| Employer contribution / active EE | $18,654 | $2,235+734.8% | $2,854+553.5% | $2,177+757.0% |
| Participant deferral / active EE | $12,641 | $2,871+340.4% | $3,885+225.4% | $3,514+259.8% |
| Admin fee / account holder | $333 | $384-13.3% | $5,351-93.8% | $847-60.7% |