Filed October 23, 2019 (most recent of 11 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: JOHN HANCOCK RETIREMENT PLAN SERVIC Service code 15 · EIN 01-0233346 | Recordkeeping | $120,875 |
SAGEVIEW ADVISORY GROUP, LLC4+ years Service code 27 8816 SIX FORKS ROAD, SUITE 301 · RALEIGH, NC 27615 | Advisory (Plan) | $35,000 |
RSM US LLP1 year Service code 10 · EIN 42-0714325 | Accounting | $23,163 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $272,747 | $44,873+507.8% | $79,464+243.2% | $56,287+384.6% |
| Participation rate | 100.0% | 68.7%+31.3pp | 73.3%+26.7pp | 69.9%+30.1pp |
| Annual return | -5.71% | 0.81%-6.5pp | 718.14%-723.9pp | -9.96%+4.2pp |
| Employer contribution / active EE | $17,616 | $2,140+723.2% | $2,800+529.0% | $2,111+734.5% |
| Participant deferral / active EE | $11,486 | $2,746+318.3% | $3,704+210.1% | $3,350+242.9% |
| Admin fee / account holder | $517 | $418+23.7% | $5,113-89.9% | $521-0.7% |