Filed January 3, 2020
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Solo shows the percentile for each metric against plans of the same size and industry. $4.99 for your first month, then $34.99 a month. Cancel any time.
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Solo shows up to ten years of filings for this plan, year over year. $4.99 for your first month, then $34.99 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
RBC WEALTH MANAGEMENT9 years Filed as: RBC CAPITAL MARKETS CORP LLC Service code 26 · EIN 41-1416330 | Advisory (Participants) | $54,145 |
NATIONWIDE11+ years Service code 19 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Securities Custodian | $30,754 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $154,977 | $56,317+175.2% | $71,209+117.6% | $74,304+108.6% |
| Participation rate | 88.6% | 55.1%+33.5pp | 73.8%+14.8pp | 60.3%+28.2pp |
| Annual return | 16.23% | 42.83%-26.6pp | 282.51%-266.3pp | 29.43%-13.2pp |
| Employer contribution / active EE | $2,573 | $2,160+19.1% | $2,721-5.4% | $2,241+14.8% |
| Participant deferral / active EE | $10,376 | $2,788+272.2% | $4,175+148.5% | $3,767+175.4% |
| Admin fee / account holder | $427 | $2,290-81.4% | $5,349-92.0% | $2,969-85.6% |