Filed January 3, 2020
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Solo shows the percentile for each metric against plans of the same size and industry. $4.99 for your first month, then $34.99 a month. Cancel any time.
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Solo shows up to ten years of filings for this plan, year over year. $4.99 for your first month, then $34.99 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
RBC WEALTH MANAGEMENT8 years Filed as: RBC CAPITAL MARKETS CORP LLC Service code 26 · EIN 41-1416330 | Advisory (Participants) | $71,086 |
NATIONWIDE10+ years Service code 19 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Securities Custodian | $28,616 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $133,798 | $60,323+121.8% | $81,812+63.5% | $74,495+79.6% |
| Participation rate | 89.7% | 62.9%+26.8pp | 72.3%+17.4pp | 67.2%+22.5pp |
| Annual return | 11.91% | 16.90%-5.0pp | 773.79%-761.9pp | 1364.94%-1353.0pp |
| Employer contribution / active EE | $2,238 | $2,620-14.6% | $2,912-23.1% | $2,623-14.7% |
| Participant deferral / active EE | $9,365 | $3,387+176.5% | $4,319+116.9% | $4,346+115.5% |
| Admin fee / account holder | $470 | $1,486-68.3% | $7,386-93.6% | $1,942-75.8% |