Filed January 3, 2020
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
RBC WEALTH MANAGEMENT8 years Filed as: RBC CAPITAL MARKETS CORP LLC Service code 26 · EIN 41-1416330 | Advisory (Participants) | $71,086 |
NATIONWIDE10+ years Service code 19 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Securities Custodian | $28,616 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $133,798 | $60,393+121.5% | $81,820+63.5% | $74,429+79.8% |
| Participation rate | 89.7% | 62.9%+26.8pp | 72.4%+17.3pp | 67.2%+22.5pp |
| Annual return | 11.91% | 16.89%-5.0pp | 777.93%-766.0pp | 1368.38%-1356.5pp |
| Employer contribution / active EE | $2,238 | $2,626-14.8% | $2,915-23.2% | $2,625-14.7% |
| Participant deferral / active EE | $9,365 | $3,397+175.7% | $4,323+116.7% | $4,348+115.4% |
| Admin fee / account holder | $470 | $1,491-68.5% | $7,391-93.6% | $1,944-75.8% |