Filed January 3, 2020
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| Provider | Service type | Compensation |
|---|---|---|
RBC WEALTH MANAGEMENT9 years Filed as: RBC CAPITAL MARKETS CORP LLC Service code 26 · EIN 41-1416330 | Advisory (Participants) | $54,145 |
NATIONWIDE11+ years Service code 19 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Securities Custodian | $30,754 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $154,977 | $47,105+229.0% | $68,368+126.7% | $67,986+128.0% |
| Participation rate | 88.6% | 51.8%+36.8pp | 73.8%+14.8pp | 57.2%+31.4pp |
| Annual return | 16.23% | 48.37%-32.1pp | 292.57%-276.3pp | 31.67%-15.4pp |
| Employer contribution / active EE | $2,573 | $1,859+38.5% | $2,649-2.9% | $2,019+27.5% |
| Participant deferral / active EE | $10,376 | $2,374+337.1% | $4,123+151.7% | $3,358+209.0% |
| Admin fee / account holder | $427 | $2,435-82.5% | $5,150-91.7% | $3,203-86.7% |