Filed January 3, 2020
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| Provider | Service type | Compensation |
|---|---|---|
RBC WEALTH MANAGEMENT8 years Filed as: RBC CAPITAL MARKETS CORP LLC Service code 26 · EIN 41-1416330 | Advisory (Participants) | $71,086 |
NATIONWIDE10+ years Service code 19 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Securities Custodian | $28,616 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $133,798 | $60,504+121.1% | $81,882+63.4% | $74,478+79.6% |
| Participation rate | 89.7% | 62.9%+26.8pp | 72.4%+17.3pp | 67.2%+22.5pp |
| Annual return | 11.91% | 16.91%-5.0pp | 779.47%-767.6pp | 1370.56%-1358.6pp |
| Employer contribution / active EE | $2,238 | $2,627-14.8% | $2,916-23.2% | $2,626-14.8% |
| Participant deferral / active EE | $9,365 | $3,400+175.5% | $4,323+116.6% | $4,350+115.3% |
| Admin fee / account holder | $470 | $1,492-68.5% | $7,360-93.6% | $1,946-75.8% |