| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY1+ years Filed as: GRAYSTONE CONSULTING Service code 27 · EIN 26-4310632 | Advisory (Plan) | $1,840,530 |
SLEVIN & HART, P.C.1+ years Filed as: SLEVIN & HART, PC Service code 29 · EIN 52-1708613 | Legal | $1,070,465 |
HARDING LOEVNER LP1+ years Service code 28 · EIN 27-0684167 | Investment Management | $725,381 |
DELAWARE INVESTMENTS1+ years Filed as: DELAWARE INTERNATIONAL Service code 28 · EIN 23-3061021 | Investment Management | $618,220 |
JEFFERY S. DUBIN, P.C.1+ years Filed as: JEFFREY S. DUBIN, P.C. Service code 29 · EIN 45-4939702 | Legal | $535,132 |
WESTFIELD CAPITAL MANAGEMENT1+ years Service code 28 · EIN 80-0175963 | Investment Management | $526,517 |
DATA RESEARCH GROUP1+ years Service code 15 · EIN 20-3223476 | Recordkeeping | $511,604 |
WAMCO1+ years Filed as: WAMCO SMA Service code 28 620 8TH AVENUE 50TH FLOOR · NEW YORK, NY 10018 | Investment Management | $491,822 |
RIDGEWORTH1+ years Filed as: NFJ INVESTMENT GROUP Service code 28 · EIN 75-2555709 | Investment Management | $472,809 |
THE BANK OF NEW YORK MELLON1+ years Filed as: BNY MELLON ASSET SERVICING Service code 19 · EIN 13-5160382 | Securities Custodian | $443,285 |
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $47,522-100.0% | $115,244-100.0% | $47,522-100.0% |
| Participation rate | 0.0% | 9.2%-9.2pp | 33.3%-33.3pp | 9.2%-9.2pp |
| Annual return | -1.76% | -0.08%-1.7pp | -1.61%-0.2pp | -0.08%-1.7pp |
| Employer contribution / active EE | $8,314 | $7,991+4.0% | $30,840-73.0% | $7,991+4.0% |
| Participant deferral / active EE | $0 | $325-100.0% | $41-100.0% | $325-100.0% |
| Admin fee / account holder | $0 | $275-100.0% | $3,433-100.0% | $275-100.0% |