Filed October 20, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
LOCKTON INVESTMENT ADVISORS, LLC3+ years Filed as: LOCKTON FINANCIAL ADVISORS LLC Service code 49 · EIN 20-3247391 | Other Services | $80,754 |
CLIFTONLARSONALLEN LLP1 year Filed as: CLIFTONLARSONALLEN Service code 10 · EIN 41-0746749 | Accounting | $12,000 |
ASCD1 year Service code 14 · EIN 52-6078980 | Plan Administrator | $9,229 |
PRINCIPAL LIFE INSURANCE COMPANY3+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $9,133 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $2,785,212 | $50,637+5400.4% | $86,582+3116.8% | $62,293+4371.1% |
| Participation rate | 0.0% | 67.9%-67.9pp | 73.5%-73.5pp | 69.5%-69.5pp |
| Annual return | 14.22% | 20.80%-6.6pp | 965.08%-950.9pp | 28.90%-14.7pp |
| Employer contribution / active EE | $6,654 | $2,075+220.6% | $2,839+134.3% | $2,042+225.8% |
| Participant deferral / active EE | $8,596 | $2,611+229.2% | $3,609+138.2% | $3,169+171.3% |
| Admin fee / account holder | $507 | $413+22.8% | $4,904-89.7% | $479+5.9% |