Retirement plan

ASCD DEFINED CONTRIBUTION PLAN

Name: ASSOCIATION FOR SUPERVISION AND CURRICULUM DEVELOPMENT - ASCD DEFINED CONTRIBUTION PLAN (2017) Form 5500
Creator: ASSOCIATION FOR SUPERVISION AND CURRICULUM DEVELOPMENT
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ASCD DEFINED CONTRIBUTION PLAN, ASSOCIATION FOR SUPERVISION AND CURRICULUM DEVELOPMENT

ASSOCIATION FOR SUPERVISION AND CURRICULUM DEVELOPMENTEIN 52-6078980Plan #001PY 2017

1703 NORTH BEAUREGARD STREET - ALEXANDRIA, VA 223111746703-575-5752

Prospect flagsHigh feesLow participationHigh assets / participant

Top hat statement on fileNQDC

Filed October 20, 2004

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

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How to read this page

Total assets (EOY)

$50.1M

+5.9% from 2016

Total participants

373

-5.1% from 2016

Average account balance

$2,785,212

+2193.5% from 2016

Annual return

14.22%

+8.18 pp from 2016

Benchmarks

See 1,704 peers

Peer group

Industry81 - Other Services (except Public Administration)

Plan typeDefined contribution

Participants100-249

Cohort1,704 peers

Snapshot2017

See peer percentile detail. $4.99 for your first month.

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Analytics

Total assets (EOY)

Plan-year ending balance

$52.56M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$160K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

328

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

56.6%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.49M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$8K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+11.09%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$319

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 4 by compensation

Provider	Service type	Compensation
LOCKTON INVESTMENT ADVISORS, LLC3+ years Filed as: LOCKTON FINANCIAL ADVISORS LLC Service code 49 · EIN 20-3247391	Other Services	$80,754
CLIFTONLARSONALLEN LLP1 year Filed as: CLIFTONLARSONALLEN Service code 10 · EIN 41-0746749	Accounting	$12,000
ASCD1 year Service code 14 · EIN 52-6078980	Plan Administrator	$9,229
PRINCIPAL LIFE INSURANCE COMPANY3+ years Service code 13 · EIN 42-0127290	Contract Administrator	$9,133

Plan features & details

Pension benefit codes2F2G2L2M2S2T

Plan features

2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2L
Code section 403(b)(1) arrangement
Plan uses a Code section 403(b)(1) annuity contract as a funding vehicle.
2M
Code section 403(b)(7) accounts
Plan uses Code section 403(b)(7) custodial accounts as a funding vehicle.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.

Opportunity flags

3 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
InformationalHigh assets / participant
Assets per participant exceed $250,000 - top-decile high-value plan.

Expense breakdown

Schedule H Part II

Admin total

$9K

$68 / participant

Other / not subdivided$9K100.0%

% of EOY assets

0.018%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.

Auditor firm: CLIFTONLARSONALLEN, LLP
Auditor EIN: 410746749
Audit fees: (not subdivided)
Opinion code: Disclaimer

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Metric

This plan

Peer set

Industry

Size

Avg account balance

$2,785,212

$50,637+5400.4%

$86,590+3116.6%

$62,292+4371.2%

Participation rate

0.0%

67.9%-67.9pp

73.5%-73.5pp

69.5%-69.5pp

Annual return

14.22%

20.80%-6.6pp

964.84%-950.6pp

28.90%-14.7pp

Employer contribution / active EE

$6,654

$2,075+220.6%

$2,839+134.4%

$2,042+225.8%

Participant deferral / active EE

$8,596

$2,611+229.2%

$3,609+138.2%

$3,169+171.3%

Admin fee / account holder

$507

$413+22.8%

$4,906-89.7%

$479+5.9%

Provider

Service type

Compensation

LOCKTON INVESTMENT ADVISORS, LLC3+ years

Filed as: LOCKTON FINANCIAL ADVISORS LLC

Service code 49 · EIN 20-3247391

Other Services

$80,754

CLIFTONLARSONALLEN LLP1 year

Filed as: CLIFTONLARSONALLEN

Service code 10 · EIN 41-0746749

Accounting

$12,000

ASCD1 year

Service code 14 · EIN 52-6078980

Plan Administrator

$9,229

PRINCIPAL LIFE INSURANCE COMPANY3+ years

Service code 13 · EIN 42-0127290

Contract Administrator

$9,133

ASCD DEFINED CONTRIBUTION PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

ASCD DEFINED CONTRIBUTION PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion