Filed June 7, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping fees; Float revenue; Cl... | $173,991 |
NFP RETIREMENT INC4 years Filed as: NFP RETIREMENT INC. Service code 27 · EIN 33-0905143 | Advisory (Plan) | $27,792 |
UHY LLP6+ years Service code 10 · EIN 20-0694403 | Accounting | $10,150 |
Service code 27 · EIN 36-4291971 | Advisory (Plan) | $10,000 |
CHARLES SCHWAB & CO., INC.6+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $61 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $105,468 | $79,519+32.6% | $95,952+9.9% | $73,409+43.7% |
| Participation rate | 100.0% | 81.2%+18.8pp | 77.1%+22.9pp | 72.2%+27.8pp |
| Annual return | 21.41% | 19.20%+2.2pp | 91.61%-70.2pp | 59.29%-37.9pp |
| Employer contribution / active EE | $8,599 | $2,048+319.9% | $2,541+238.4% | $2,234+285.0% |
| Participant deferral / active EE | $6,102 | $4,138+47.5% | $4,167+46.4% | $3,805+60.4% |
| Admin fee / account holder | $221 | $184+19.8% | $6,795-96.8% | $158+39.9% |